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Array ( [results] => Array ( [0] => Array ( [ArticleID] => 132038 [Title] => SEC builds up case against boiler room operators [Summary] => The Securities and Exchange Commission (SEC) is strengthening its case against the boiler room operations of several firms and individuals amid charges that it has issued "judicially defective" search warrants to the concerned parties.
The corporate watchdog said in a statement that it has solid basis for charging the 21 corporations and several individuals for violation of Sec. 28 of the Securities Regulation Code, or for engaging in fraudulent securities transactions.
[DatePublished] => 2001-08-31 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1096615 [AuthorName] => Christina Mendez [SectionName] => Business [SectionUrl] => business [URL] => ) [1] => Array ( [ArticleID] => 131696 [Title] => SEC slammed over search warrant [Summary] => The Securities and Exchange Commission (SEC) will have to get its act together if it expects to make any headway in its effort to go after companies suspected of violating the Securities and Regulation Code (SRC).
Respondents to complaints raised by the governments corporate watchdog to the Department of Justice (DOJ) have questioned in court the legality of a search warrant obtained by the National Bureau of Investigation (NBI) for SEC and the regularity of its execution.
[DatePublished] => 2001-08-28 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => [AuthorName] => [SectionName] => Business [SectionUrl] => business [URL] => ) ) )
RONALD OLIVAR SOLIS
Array ( [results] => Array ( [0] => Array ( [ArticleID] => 132038 [Title] => SEC builds up case against boiler room operators [Summary] => The Securities and Exchange Commission (SEC) is strengthening its case against the boiler room operations of several firms and individuals amid charges that it has issued "judicially defective" search warrants to the concerned parties.
The corporate watchdog said in a statement that it has solid basis for charging the 21 corporations and several individuals for violation of Sec. 28 of the Securities Regulation Code, or for engaging in fraudulent securities transactions.
[DatePublished] => 2001-08-31 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1096615 [AuthorName] => Christina Mendez [SectionName] => Business [SectionUrl] => business [URL] => ) [1] => Array ( [ArticleID] => 131696 [Title] => SEC slammed over search warrant [Summary] => The Securities and Exchange Commission (SEC) will have to get its act together if it expects to make any headway in its effort to go after companies suspected of violating the Securities and Regulation Code (SRC).
Respondents to complaints raised by the governments corporate watchdog to the Department of Justice (DOJ) have questioned in court the legality of a search warrant obtained by the National Bureau of Investigation (NBI) for SEC and the regularity of its execution.
[DatePublished] => 2001-08-28 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => [AuthorName] => [SectionName] => Business [SectionUrl] => business [URL] => ) ) )
abtest
By Christina Mendez | August 31, 2001 - 12:00am
August 28, 2001 - 12:00am
Recommended
The Insurance Commission has placed health maintenance organization Stotsenberg Healthcare Systems Inc.under conservatorship amid its inability to address requirements from the government.
1 day ago
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February 12, 2018
- 12:00 am
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