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                    [Title] => SEC clamps down on Sherman Brothers
                    [Summary] => The Securities and Exchange Commission (SEC) has ordered Sherman Brothers Management Ltd. Inc., to stop operations after it was accused of being involved in bogus foreign exchange trading and investments.


In a cease-and-desist order (CDO) issued last week, the SEC’s Compliance and Enforcement Division said Sherman was the subject of numerous complaints from its foreign/clients "who claimed that they had been defrauded of their investments in foreign currency (dollars) in connection with its investment solicitation and foreign securities dealing/brokering activities."


                    [DatePublished] => 2001-04-03 00:00:00
                    [ColumnID] => 133272
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MULLER AND SONS SECURITIES MANAGEMENT

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                    [ArticleID] => 96620
                    [Title] => SEC clamps down on Sherman Brothers
                    [Summary] => The Securities and Exchange Commission (SEC) has ordered Sherman Brothers Management Ltd. Inc., to stop operations after it was accused of being involved in bogus foreign exchange trading and investments.


In a cease-and-desist order (CDO) issued last week, the SEC’s Compliance and Enforcement Division said Sherman was the subject of numerous complaints from its foreign/clients "who claimed that they had been defrauded of their investments in foreign currency (dollars) in connection with its investment solicitation and foreign securities dealing/brokering activities."


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abtest

SEC clamps down on Sherman Brothers

April 3, 2001 - 12:00am

The Securities and Exchange Commission (SEC) has ordered Sherman Brothers Management Ltd. Inc., to stop operations after it was accused of being involved in bogus foreign exchange trading and investments. In a cease-and-desist...

Business