^
+ Follow INTERMEDIARY Tag
Array
(
    [results] => Array
        (
            [0] => Array
                (
                    [ArticleID] => 263008
                    [Title] => SEC sets deadline for submission of anti-money laundering manuals
                    [Summary] => The Securities and Exchange Commission (SEC) has given financial intermediaries under its jurisdiction until Oct. 29 to submit their revised anti-money laundering operating manuals.


The SEC’s regulated intermediaries include stockbrokerage houses, investment houses, mutual funds, common trust fund companies and pre-need companies.

The revised manuals should take into account the new guidelines drafted by the SEC which incorporate amendments to the Anti-Money Laundering Act of 2001, international best practices and other securities rules.
[DatePublished] => 2004-08-29 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) ) )
INTERMEDIARY
Array
(
    [results] => Array
        (
            [0] => Array
                (
                    [ArticleID] => 263008
                    [Title] => SEC sets deadline for submission of anti-money laundering manuals
                    [Summary] => The Securities and Exchange Commission (SEC) has given financial intermediaries under its jurisdiction until Oct. 29 to submit their revised anti-money laundering operating manuals.


The SEC’s regulated intermediaries include stockbrokerage houses, investment houses, mutual funds, common trust fund companies and pre-need companies.

The revised manuals should take into account the new guidelines drafted by the SEC which incorporate amendments to the Anti-Money Laundering Act of 2001, international best practices and other securities rules.
[DatePublished] => 2004-08-29 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) ) )
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