+ Follow DUKES AND CO Tag
Array
(
[results] => Array
(
[0] => Array
(
[ArticleID] => 175442
[Title] => SEC seeks foreign help in drive vs boiler room operators
[Summary] => The Securities and Exchange Commission (SEC) has sought the assistance of foreign securities regulators in tracking down a number of boiler room operators which are suspected members of a syndicate operating a global securities scam.
The move was spurred by mounting complaints received from several local and foreign nationals like Saudi Arabians, South Africans, Australians, New Zealanders, Tahiti-French Polynesians, Norwegians, Finnish, Irish and Singaporeans.
[DatePublished] => 2002-09-10 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1804021
[AuthorName] => Zinnia B. Dela Peña
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[1] => Array
(
[ArticleID] => 141087
[Title] => Laundering body freezes bank accounts of ‘boiler room’ firm
[Summary] => In its first test case since the enactment of the Anti-Money Laundering Act (AMLA) last September, the government’s Anti-Money Laundering Council has ordered a freeze on the bank accounts and other assets of a boiler room company raided last week.
Securities and Exchange Commission (SEC) Chairman Lilia Bautista said the freeze order initially covered more than P15 million deposited in five different banks under peso and dollar accounts Price Richardson Corp., its director for operations Consuelo Velarde-Albert, and an unidentified foreign salesman.
[DatePublished] => 2001-11-23 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[2] => Array
(
[ArticleID] => 140767
[Title] => Government readies case vs ‘boiler room’ operator
[Summary] => A "boiler room" operation may serve as the government’s first test case in its campaign against money laundering. The Securities and Exchange Commission (SEC) is now preparing to lodge a court case against Price Richardson Corp.
[DatePublished] => 2001-11-20 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[3] => Array
(
[ArticleID] => 132038
[Title] => SEC builds up case against boiler room operators
[Summary] => The Securities and Exchange Commission (SEC) is strengthening its case against the boiler room operations of several firms and individuals amid charges that it has issued "judicially defective" search warrants to the concerned parties.
The corporate watchdog said in a statement that it has solid basis for charging the 21 corporations and several individuals for violation of Sec. 28 of the Securities Regulation Code, or for engaging in fraudulent securities transactions.
[DatePublished] => 2001-08-31 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[4] => Array
(
[ArticleID] => 92760
[Title] => SEC charges ‘boiler room’ firm
[Summary] => The Securities and Exchange Commission (SEC) has charged another "boiler room" company with estafa and violation of the Securities Regulation Code as part of an intensified crackdown on companies engaged in fraudulent investment schemes.
The SEC has filed a case against Barclays Group Inc. and its incorporators and directors, namely: Rolando Fernandez, Pedro Songco, Isagani Jose, Arturo Lapid and Enrique Beech Jr. for violating Sections 26 and 28 of the SRC which deal with fraudulent transactions and unlicensed buying and selling of securities.
[DatePublished] => 2001-06-06 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[5] => Array
(
[ArticleID] => 95405
[Title] => SEC charges ‘boiler room’ firm
[Summary] => The Securities and Exchange Commission (SEC) has charged another "boiler room" company with estafa and violation of the Securities Regulation Code as part of an intensified crackdown on companies engaged in fraudulent investment schemes.
The SEC has filed a case against Barclays Group Inc. and its incorporators and directors, namely: Rolando Fernandez, Pedro Songco, Isagani Jose, Arturo Lapid and Enrique Beech Jr. for violating Sections 26 and 28 of the SRC which deal with fraudulent transactions and unlicensed buying and selling of securities.
[DatePublished] => 2001-06-06 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[6] => Array
(
[ArticleID] => 96620
[Title] => SEC clamps down on Sherman Brothers
[Summary] => The Securities and Exchange Commission (SEC) has ordered Sherman Brothers Management Ltd. Inc., to stop operations after it was accused of being involved in bogus foreign exchange trading and investments.
In a cease-and-desist order (CDO) issued last week, the SEC’s Compliance and Enforcement Division said Sherman was the subject of numerous complaints from its foreign/clients "who claimed that they had been defrauded of their investments in foreign currency (dollars) in connection with its investment solicitation and foreign securities dealing/brokering activities."
[DatePublished] => 2001-04-03 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] =>
[AuthorName] =>
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[7] => Array
(
[ArticleID] => 96305
[Title] => SEC warns vs telemarketing jobs
[Summary] => As the job-hunting season intensifies in the next few months, the Securities and Exchange Commission has warned prospective applicants, particularly fresh college graduates, to be wary of companies offering telemarketing or networking jobs.
SEC chairman Lilia Bautista said they were able to crack down on a number of foreign-based companies that have illegally set up operations in the country and were able to hire young people who acted as telemarketers for fraudulent transactions, mainly in financial services such as stock and currency trading.
[DatePublished] => 2001-03-04 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
)
)
DUKES AND CO
Array
(
[results] => Array
(
[0] => Array
(
[ArticleID] => 175442
[Title] => SEC seeks foreign help in drive vs boiler room operators
[Summary] => The Securities and Exchange Commission (SEC) has sought the assistance of foreign securities regulators in tracking down a number of boiler room operators which are suspected members of a syndicate operating a global securities scam.
The move was spurred by mounting complaints received from several local and foreign nationals like Saudi Arabians, South Africans, Australians, New Zealanders, Tahiti-French Polynesians, Norwegians, Finnish, Irish and Singaporeans.
[DatePublished] => 2002-09-10 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1804021
[AuthorName] => Zinnia B. Dela Peña
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[1] => Array
(
[ArticleID] => 141087
[Title] => Laundering body freezes bank accounts of ‘boiler room’ firm
[Summary] => In its first test case since the enactment of the Anti-Money Laundering Act (AMLA) last September, the government’s Anti-Money Laundering Council has ordered a freeze on the bank accounts and other assets of a boiler room company raided last week.
Securities and Exchange Commission (SEC) Chairman Lilia Bautista said the freeze order initially covered more than P15 million deposited in five different banks under peso and dollar accounts Price Richardson Corp., its director for operations Consuelo Velarde-Albert, and an unidentified foreign salesman.
[DatePublished] => 2001-11-23 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[2] => Array
(
[ArticleID] => 140767
[Title] => Government readies case vs ‘boiler room’ operator
[Summary] => A "boiler room" operation may serve as the government’s first test case in its campaign against money laundering. The Securities and Exchange Commission (SEC) is now preparing to lodge a court case against Price Richardson Corp.
[DatePublished] => 2001-11-20 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[3] => Array
(
[ArticleID] => 132038
[Title] => SEC builds up case against boiler room operators
[Summary] => The Securities and Exchange Commission (SEC) is strengthening its case against the boiler room operations of several firms and individuals amid charges that it has issued "judicially defective" search warrants to the concerned parties.
The corporate watchdog said in a statement that it has solid basis for charging the 21 corporations and several individuals for violation of Sec. 28 of the Securities Regulation Code, or for engaging in fraudulent securities transactions.
[DatePublished] => 2001-08-31 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[4] => Array
(
[ArticleID] => 92760
[Title] => SEC charges ‘boiler room’ firm
[Summary] => The Securities and Exchange Commission (SEC) has charged another "boiler room" company with estafa and violation of the Securities Regulation Code as part of an intensified crackdown on companies engaged in fraudulent investment schemes.
The SEC has filed a case against Barclays Group Inc. and its incorporators and directors, namely: Rolando Fernandez, Pedro Songco, Isagani Jose, Arturo Lapid and Enrique Beech Jr. for violating Sections 26 and 28 of the SRC which deal with fraudulent transactions and unlicensed buying and selling of securities.
[DatePublished] => 2001-06-06 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[5] => Array
(
[ArticleID] => 95405
[Title] => SEC charges ‘boiler room’ firm
[Summary] => The Securities and Exchange Commission (SEC) has charged another "boiler room" company with estafa and violation of the Securities Regulation Code as part of an intensified crackdown on companies engaged in fraudulent investment schemes.
The SEC has filed a case against Barclays Group Inc. and its incorporators and directors, namely: Rolando Fernandez, Pedro Songco, Isagani Jose, Arturo Lapid and Enrique Beech Jr. for violating Sections 26 and 28 of the SRC which deal with fraudulent transactions and unlicensed buying and selling of securities.
[DatePublished] => 2001-06-06 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[6] => Array
(
[ArticleID] => 96620
[Title] => SEC clamps down on Sherman Brothers
[Summary] => The Securities and Exchange Commission (SEC) has ordered Sherman Brothers Management Ltd. Inc., to stop operations after it was accused of being involved in bogus foreign exchange trading and investments.
In a cease-and-desist order (CDO) issued last week, the SEC’s Compliance and Enforcement Division said Sherman was the subject of numerous complaints from its foreign/clients "who claimed that they had been defrauded of their investments in foreign currency (dollars) in connection with its investment solicitation and foreign securities dealing/brokering activities."
[DatePublished] => 2001-04-03 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] =>
[AuthorName] =>
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[7] => Array
(
[ArticleID] => 96305
[Title] => SEC warns vs telemarketing jobs
[Summary] => As the job-hunting season intensifies in the next few months, the Securities and Exchange Commission has warned prospective applicants, particularly fresh college graduates, to be wary of companies offering telemarketing or networking jobs.
SEC chairman Lilia Bautista said they were able to crack down on a number of foreign-based companies that have illegally set up operations in the country and were able to hire young people who acted as telemarketers for fraudulent transactions, mainly in financial services such as stock and currency trading.
[DatePublished] => 2001-03-04 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] => 1096615
[AuthorName] => Christina Mendez
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
)
)
abtest
