+ Follow COMPLIANCE AND ENFORCEMENT DIVISION Tag
Array
(
[results] => Array
(
[0] => Array
(
[ArticleID] => 95317
[Title] => SEC issues CDOs vs 2 more companies
[Summary] => The crackdown on the so-called "boiler room" operations and other fraudulent investment schemes being done in the Philippines has intensified as the Securities and Exchange Commission (SEC) issued cease-and-desist orders (CDOs) to two more companies suspected of engaging in such acts.
The latest CDOs were issued against United Capital Management Inc. and GEI Training & Services Center Inc. based on numerous complaints lodged at the SEC by foreign investors, domestics clients and even their own employees.
[DatePublished] => 2001-05-29 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] =>
[AuthorName] =>
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[1] => Array
(
[ArticleID] => 100023
[Title] => SEC issues CDOs vs 2 more companies
[Summary] => The crackdown on the so-called "boiler room" operations and other fraudulent investment schemes being done in the Philippines has intensified as the Securities and Exchange Commission (SEC) issued cease-and-desist orders (CDOs) to two more companies suspected of engaging in such acts.
The latest CDOs were issued against United Capital Management Inc. and GEI Training & Services Center Inc. based on numerous complaints lodged at the SEC by foreign investors, domestics clients and even their own employees.
[DatePublished] => 2001-05-29 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] =>
[AuthorName] =>
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[2] => Array
(
[ArticleID] => 96620
[Title] => SEC clamps down on Sherman Brothers
[Summary] => The Securities and Exchange Commission (SEC) has ordered Sherman Brothers Management Ltd. Inc., to stop operations after it was accused of being involved in bogus foreign exchange trading and investments.
In a cease-and-desist order (CDO) issued last week, the SEC’s Compliance and Enforcement Division said Sherman was the subject of numerous complaints from its foreign/clients "who claimed that they had been defrauded of their investments in foreign currency (dollars) in connection with its investment solicitation and foreign securities dealing/brokering activities."
[DatePublished] => 2001-04-03 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] =>
[AuthorName] =>
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
)
)
COMPLIANCE AND ENFORCEMENT DIVISION
Array
(
[results] => Array
(
[0] => Array
(
[ArticleID] => 95317
[Title] => SEC issues CDOs vs 2 more companies
[Summary] => The crackdown on the so-called "boiler room" operations and other fraudulent investment schemes being done in the Philippines has intensified as the Securities and Exchange Commission (SEC) issued cease-and-desist orders (CDOs) to two more companies suspected of engaging in such acts.
The latest CDOs were issued against United Capital Management Inc. and GEI Training & Services Center Inc. based on numerous complaints lodged at the SEC by foreign investors, domestics clients and even their own employees.
[DatePublished] => 2001-05-29 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] =>
[AuthorName] =>
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[1] => Array
(
[ArticleID] => 100023
[Title] => SEC issues CDOs vs 2 more companies
[Summary] => The crackdown on the so-called "boiler room" operations and other fraudulent investment schemes being done in the Philippines has intensified as the Securities and Exchange Commission (SEC) issued cease-and-desist orders (CDOs) to two more companies suspected of engaging in such acts.
The latest CDOs were issued against United Capital Management Inc. and GEI Training & Services Center Inc. based on numerous complaints lodged at the SEC by foreign investors, domestics clients and even their own employees.
[DatePublished] => 2001-05-29 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] =>
[AuthorName] =>
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
[2] => Array
(
[ArticleID] => 96620
[Title] => SEC clamps down on Sherman Brothers
[Summary] => The Securities and Exchange Commission (SEC) has ordered Sherman Brothers Management Ltd. Inc., to stop operations after it was accused of being involved in bogus foreign exchange trading and investments.
In a cease-and-desist order (CDO) issued last week, the SEC’s Compliance and Enforcement Division said Sherman was the subject of numerous complaints from its foreign/clients "who claimed that they had been defrauded of their investments in foreign currency (dollars) in connection with its investment solicitation and foreign securities dealing/brokering activities."
[DatePublished] => 2001-04-03 00:00:00
[ColumnID] => 133272
[Focus] => 0
[AuthorID] =>
[AuthorName] =>
[SectionName] => Business
[SectionUrl] => business
[URL] =>
)
)
)
abtest
