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Array ( [results] => Array ( [0] => Array ( [ArticleID] => 287138 [Title] => SEC issues permanent CDO vs Citicapital, Inc. [Summary] => The Securities and Exchange Commission (SEC) has made permanent the cease-and-desist order (CDO) it issued against lending firm Citicapital, Inc. for selling securities to the public without prior registration.
This as the SEC denied Citicapitals motion to lift the CDO for lack of merit. With the CDO made permanent, the officers, directors, agents, and representatives of Citicapital are prohibited from further soliciting investments from the public.
[DatePublished] => 2005-07-19 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [1] => Array ( [ArticleID] => 244909 [Title] => SEC issues CDO versus Citicapital [Summary] => The Securities and Exchange Commission (SEC) has issued a cease-and-desist order (CDO) against lending firm Citicapital Inc. for selling securities to the public without prior registration.
The issuance of the CDO followed an investigation conducted by the SECs Compliance and Enforcement Department (CED) which showed that Citicapital sold preferred shares to more than 19 persons, in violation of the 19-lender rule.
The CED said the shares were sold without prior approval of the companys registration statement by the SEC.
[DatePublished] => 2004-04-02 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) ) )
CITICAPITAL
Array ( [results] => Array ( [0] => Array ( [ArticleID] => 287138 [Title] => SEC issues permanent CDO vs Citicapital, Inc. [Summary] => The Securities and Exchange Commission (SEC) has made permanent the cease-and-desist order (CDO) it issued against lending firm Citicapital, Inc. for selling securities to the public without prior registration.
This as the SEC denied Citicapitals motion to lift the CDO for lack of merit. With the CDO made permanent, the officers, directors, agents, and representatives of Citicapital are prohibited from further soliciting investments from the public.
[DatePublished] => 2005-07-19 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [1] => Array ( [ArticleID] => 244909 [Title] => SEC issues CDO versus Citicapital [Summary] => The Securities and Exchange Commission (SEC) has issued a cease-and-desist order (CDO) against lending firm Citicapital Inc. for selling securities to the public without prior registration.
The issuance of the CDO followed an investigation conducted by the SECs Compliance and Enforcement Department (CED) which showed that Citicapital sold preferred shares to more than 19 persons, in violation of the 19-lender rule.
The CED said the shares were sold without prior approval of the companys registration statement by the SEC.
[DatePublished] => 2004-04-02 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) ) )
abtest
By Zinnia B. Dela Peña | July 19, 2005 - 12:00am
By Zinnia B. Dela Peña | April 2, 2004 - 12:00am
Recommended
Sen. Sherwin Gatchalian yesterday belied reports that he was involved in the illegal entry of a Cadillac Escalade at the Edsa bus lane on Sunday night.
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A heated argument over a routine Land Transport Office checkpoint inspection led to the shooting of the LTO assistant district chief in Calapan, Oriental Mindoro and two businessmen, one of whom succumbed to a gunshot wound.
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Describing himself as a law-abiding public servant, Sen. Sherwin Gatchalian broke his silence yesterday about the involvement of his family in the Cadillac vehicle with a Senate protocol plate that illegally entered the EDSA busway.
1 day ago
The luxury vehicle bearing the Senate protocol plate “7” that was flagged down along the EDSA bus lane is a vehicle registered with the Gatchalians, according to the Land Transportation Office.
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The Land Transportation Office has resorted to issuing certificates of registration printed on plain bond paper as the National Printing Office missed its security paper delivery.
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