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Array ( [results] => Array ( [0] => Array ( [ArticleID] => 287138 [Title] => SEC issues permanent CDO vs Citicapital, Inc. [Summary] => The Securities and Exchange Commission (SEC) has made permanent the cease-and-desist order (CDO) it issued against lending firm Citicapital, Inc. for selling securities to the public without prior registration.
This as the SEC denied Citicapitals motion to lift the CDO for lack of merit. With the CDO made permanent, the officers, directors, agents, and representatives of Citicapital are prohibited from further soliciting investments from the public.
[DatePublished] => 2005-07-19 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [1] => Array ( [ArticleID] => 244909 [Title] => SEC issues CDO versus Citicapital [Summary] => The Securities and Exchange Commission (SEC) has issued a cease-and-desist order (CDO) against lending firm Citicapital Inc. for selling securities to the public without prior registration.
The issuance of the CDO followed an investigation conducted by the SECs Compliance and Enforcement Department (CED) which showed that Citicapital sold preferred shares to more than 19 persons, in violation of the 19-lender rule.
The CED said the shares were sold without prior approval of the companys registration statement by the SEC.
[DatePublished] => 2004-04-02 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) ) )
CITICAPITAL
Array ( [results] => Array ( [0] => Array ( [ArticleID] => 287138 [Title] => SEC issues permanent CDO vs Citicapital, Inc. [Summary] => The Securities and Exchange Commission (SEC) has made permanent the cease-and-desist order (CDO) it issued against lending firm Citicapital, Inc. for selling securities to the public without prior registration.
This as the SEC denied Citicapitals motion to lift the CDO for lack of merit. With the CDO made permanent, the officers, directors, agents, and representatives of Citicapital are prohibited from further soliciting investments from the public.
[DatePublished] => 2005-07-19 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [1] => Array ( [ArticleID] => 244909 [Title] => SEC issues CDO versus Citicapital [Summary] => The Securities and Exchange Commission (SEC) has issued a cease-and-desist order (CDO) against lending firm Citicapital Inc. for selling securities to the public without prior registration.
The issuance of the CDO followed an investigation conducted by the SECs Compliance and Enforcement Department (CED) which showed that Citicapital sold preferred shares to more than 19 persons, in violation of the 19-lender rule.
The CED said the shares were sold without prior approval of the companys registration statement by the SEC.
[DatePublished] => 2004-04-02 00:00:00 [ColumnID] => 133272 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) ) )
abtest
By Zinnia B. Dela Peña | July 19, 2005 - 12:00am
By Zinnia B. Dela Peña | April 2, 2004 - 12:00am
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Lotto Nov 21, 2024
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P9,591,316.00
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Forex
February 12, 2018
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1$ : P51.66